Privacy Policy & Information

J.W. Cole Privacy Information- Updated 4/21

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do and do not do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Social Security Number
• Investment Experience
• Date of Birth
• Risk Tolerance
• Income
• Account Balances & Transactions
• Assets & Investment Performance
• Tax Reporting Information
• Trading Frequency
• Net Worth
• Payment History
• Parties to Transactions

Why?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information, the reasons J.W. Cole chooses to share, and whether you can limit this sharing.

For our everyday business purposes: Processing your transactions, maintaining your account(s), responding to court orders and legal investigations, or reporting to credit bureaus.

J.W. Cole does share this information, and it cannot be limited.

For our marketing purposes: In order to offer our products and services to you.

J.W. Cole does share this information, and it cannot be limited.

For joint marketing: Working with other financial companies.

J.W. Cole does not share this information.

For our affiliates’ everyday business: Specifically information about your transactions and experiences.

J.W. Cole does share this information, and it cannot be limited.

For our affiliates’ everyday business: Specifically information about your creditworthiness.

J.W. Cole does not share this information.

For non-associated companies: Marketing to you.

J.W. Cole does not share this information.